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Law of the Capital Market

Course code
Course type
BSc Course
Weekly Hours
HS 2021
Prof. Dr. Christoph Kumpan
Please note that exchange students obtain a higher number of credits in the BSc-program at WHU than listed here. For further information please contact directly the International Relations Office.
The course concerns German and European securities law. It focuses mainly on the regulation of the various market participants (issuers; investors; intermediaries), trading venues (esp. stock exchanges, multilateral trading systems) and services (including IPOs, securities trading, custody). Market abuse law (insider trading, market manipulation), including ad hoc publicity and so-called managers' transactions, is also of major importance. In addition, the competences of the national and European supervisory authorities are dealt with.
Date Time
Thursday, 28.10.2021 08:00 - 11:15
Thursday, 04.11.2021 08:00 - 11:15
Thursday, 11.11.2021 08:00 - 11:15
Thursday, 18.11.2021 08:00 - 11:15
Friday, 19.11.2021 08:00 - 11:15
Thursday, 25.11.2021 08:00 - 11:15
Thursday, 02.12.2021 09:00 - 10:30
Buck-Heeb, Kapitalmarktrecht, 10. Aufl. 2019; Grunewald/Schlitt, Einführung in das Kapitalmarktrecht, 4. Aufl. 2020;Poelzig, Kapitalmarktrecht, 2018;Gesetzestexte zum BörsG, WpPG, WpHG und der einschlägigen Ausführungsverordnungen, z.B.: Beck-Texte im dtv, Kapitalmarktrecht, 7. Aufl. 2020, Beck-Verlag.
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